Industry: Community Bank (Financial Services) Client Overview A publicly traded community bank wants a comprehensive and objective “internal” quality assessment of its SEC 10-K and 10-Q documents. Challenge The bank’s finance team is already busy with the day-to-day operations. Preparation of quarterly earnings release documents and Form 10-Q and 10-K filings are “complex quarterly projects”… Continue reading SEC Quality Review (Publicly Traded Community Bank)
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Audit Preparation and Management (Financial Services)
Industry: Financial Services Client Overview A provider of specialized financial services to other financial services companies had highly efficient processes for serving customers but was having trouble closing its books timely and accurately, as well as completing its annual independent audit in a reasonable time frame. Challenge The company had not closed its books for… Continue reading Audit Preparation and Management (Financial Services)
Planning & Analysis (Financial Services FinTech Startup)
Industry: Privately Held FinTech Startup (Financial Services) Client Overview A startup FinTech company in financial services has initially raised capital from family and friends but wants to launch operations with Series A funding. Challenge The company’s finances are in disarray. The CEO, who is a serial entrepreneur, is co-mingling personal and business activities. Initial conversations… Continue reading Planning & Analysis (Financial Services FinTech Startup)
M&A Success: How Midsize Sellers Cash Out
(This story originally appeared on CFO.com.) By Allan Tepper Often, parties interested in making a purchase are serial buyers, hence their advantage. But for midsize sellers, this will probably be the one and only time they sell. Sellers spend the better part of their lives building a company so they can now cash out and… Continue reading M&A Success: How Midsize Sellers Cash Out
XPX Tri-State Summit March 16: ‘Soft Landing’ Amid Turmoil in 2023
CFO Consulting Partners is a co-sponsor of the Exit Planning Exchange Tri-State Summit on March 16, and we invite you to spend a day with your colleagues. Here’s what you can expect: • Entrepreneur Magazine Editor Jason Feifer will present “Navigating the Soft Landing,” so we all learn how to prosper this year despite the… Continue reading XPX Tri-State Summit March 16: ‘Soft Landing’ Amid Turmoil in 2023