SEC Issues Revised SOX Compliance Date for Smallest Reporting Firms On October 2, 2009, the SEC approved an additional extension for companies with a public float of $75 million or less. The extension moves the compliance date to June 15, 2010, meaning that companies must comply with Section 404 requirements for periods ending on or… Continue reading Newsletter – October 2009
Author: cfomanage
SEC Issues Revised SOX Compliance Date for Smallest Reporting Firms
On October 2, 2009, the SEC approved an additional extension for companies with a public float of $75 million or less. The extension moves the compliance date to June 15, 2010, meaning that companies must comply with Section 404 requirements for periods ending on or after that date. No further extensions will likely be granted.… Continue reading SEC Issues Revised SOX Compliance Date for Smallest Reporting Firms
Newsletter – August 2009
SOX and Internal Controls Over Excel Spreadsheets Marc Engel, CPA, CISA, CFE Many companies not previously subject to SOX are required to comply in their current fiscal year. This includes non-accelerated filers and smaller reporting companies. Existing companies that are SOX compliant should now be compliant for their primary computer systems and applications. However, many… Continue reading Newsletter – August 2009
Newsletter – August 2009
SOX and Internal Controls Over Excel Spreadsheets Marc Engel, CPA, CISA, CFE Many companies not previously subject to SOX are required to comply in their current fiscal year. This includes non-accelerated filers and smaller reporting companies. Existing companies that are SOX compliant should now be compliant for their primary computer systems and applications. However, many… Continue reading Newsletter – August 2009
CFO Consulting Partners Welcomes New Members to the Team
CFO Consulting Partners is pleased to announce the following new additions to its team: Keith Barber, MBA Keith will be providing financial management consulting services to banks on a wide range of financial, strategic, and regulatory issues. Prior to joining CFO Consulting Partners, Keith was Controller of a Credit Card Start-Up (now Barclaycard US), CFO of… Continue reading CFO Consulting Partners Welcomes New Members to the Team
Speech about Ethics in Banking by Eileen Xethalis
FEI (NYC Chapter) Professional Development session November 18, 2008 By Eileen Xethalis When Al Clapp, a leader for professional development seminars for Financial Executives International’s New York Chapter, first asked me to speak at a forum on ethics and to spike the speech with my view from the trenches as the former CFO of a… Continue reading Speech about Ethics in Banking by Eileen Xethalis