Newsletter – October 2009

SEC Issues Revised SOX Compliance Date for Smallest Reporting Firms

On October 2, 2009, the SEC approved an additional extension for companies with a public float of $75 million or less. The extension moves the compliance date to June 15, 2010, meaning that companies must comply with Section 404 requirements for periods ending on or after that date.  No further extensions will likely be granted. You can view the SEC press release concerning this matter in its entirety at the following